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purchase and sale of securities

См. также в других словарях:

  • Purchase and sale — A method of securities distribution in which the securities firm purchases the securities from the issuer for its own account at a stated price and then resells them, as contrasted with a best efforts sale. The New York Times Financial Glossary …   Financial and business terms

  • purchase and sale — A method of securities distribution in which a firm purchases securities from the issuer for its own account at a stated price and then resells them, as contrasted with a best efforts sale. Bloomberg Financial Dictionary …   Financial and business terms

  • specialist block purchase and sale — purchase of a large number of securities by a specialist for himself or to pass on to another floor trader or block buyer. Bloomberg Financial Dictionary …   Financial and business terms

  • Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

  • Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …   Law dictionary

  • Securities Litigation Uniform Standards Act — The Securities Litigation Uniform Standards Act of 1998 (SLUSA) is a federal legislative act in the United States regarding private class action lawsuits for securities fraud. SLUSA amended portions of the Securities Act of 1933 and the… …   Wikipedia

  • securities exchanges — Markets for the purchase and sale of traditional securities at which brokers for purchasers and sellers may affect transactions. The best known and largest securities exchange is the New York Stock Exchange …   Black's law dictionary

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • regular dealer in securities — A person or corporation licensed to deal and actually dealing with the general public in the purchase and sale of securities. Trading Associates Corp. v Magruder (CA4 Md) 112 F2d 779. A merchant of securities, whether an individual, partnership,… …   Ballentine's law dictionary

  • sale — A contract between two parties, called, respectively, the seller (or vendor) and the buyer (or purchaser), by which the former, in consideration of the payment or promise of payment of a certain price in money, transfers to the latter the title… …   Black's law dictionary

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

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